As an independent trusted third party, we are able to work with complex cross-border transactions covering multiple governing laws. We can help.

The leader since 1985, Due Process Office, Inc. has the highest standards in the industry. While other contract service companies will collect & disburse payments for almost any contract, Due Process Office, Inc.'s requirements begin before the contract is signed.

Our Agents are in 85 Countries
Contract Compliance

Due Process professionals have the experience and financial expertise to determine compliance for even the most complex contracts while maintaining a positive relationship between the parties. In the event compliance reviews result in disputes, we have extensive experience in determining financial damages and testifying to defend our analyses. We have experience analyzing, and providing testimony regarding contracts such as: Construction and design contracts Contract manufacturing agreements, Digital distribution rights, Distributor, Earnouts , and Sales agent contracts, Investment agreements, Leasing agreements, License agreements, Royalty agreements, Software licenses, Supply and procurement contracts.

Investigations

Investigations into suspected fraud, financial reporting irregularities, and regulatory compliance issues pose significant risk to companies and individuals, regardless of whether any actual misconduct is discovered. Due Process Office has been engaged by corporations and government agencies to perform large, complex, and sensitive forensic investigations, including: Governmental regulatory inquiries, Internal management and board of director inquiries, False Claims Act and whistleblower matters, Foreign Corrupt Practices Act (FCPA), Anti-money laundering (AML), Due diligence and KYC investigations, Forensic verification of identifcation documents, White-collar crime investigations.

Financial Crimes Compliance

Due Process Office understands the ongoing compliance and regulatory issues related to the Bank Secrecy Act (BSA), USA PATRIOT Act, Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Office of Foreign Assets Control (OFAC) Sanctions laws, regulations, and best practices. We regularly work with financial institutions of all types. Our services includes: BSA/AML and sanctions program, policies and procedures design, assessment and implementation support, Office of Foreign Assets Control (OFAC) licensing, KYC On-Boarding, CDD/EDD, beneficial ownership, customer risk model, Transaction Monitoring & sanctions systems selection, implementation, model risk management and tuning support, NYDFS 504 compliance assistance and testing, BSA/AML and sanctions independent testing, Anti-bribery and corruption/Foreign Corrupt Practices Act, Fraud Controls Reviews.

More the 40 years experience

Due Process Office have over 90 professionals in 85 countries with expert testimony experience across a wide array of industries and matters, including disputes where alleged damages were in excess of $1 billion. Our experts bring an independent point of view, deep technical expertise, and a track record of credible and compelling testimony. Our opinions are based on respected treatises and contemporaneous market research. We have worked on high-stakes cases in both federal and state jurisdictions and have been retained by top law firms and attorneys across the country. We recognize that a matter and the associated damages can hinge on the skill and credibility of the testifying experts. Our experts bring recognized subject matter expertise and significant credentials, as well as a deep understanding of the litigation process and sophisticated, impactful communication skills.

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Projects Done

472

Assets under Administration

500000000$

Experts delivering services

156

Helping Your Business Reach Its Full Potential

Specialized services to help companies optimize operations, reduce risk, make informed decisions, and enhance value. Due Process Office offers the following specialized services focused on helping companies optimize operations, reduce risk, make informed decisions, and enhance value.

Automotive Component Defect & Recall Consulting
Due Process is recognized internationally as a leading advisory firm in the automotive sector. We provide both pre-incident and risk consulting, as well as post-incident consulting services including expert testimony for significant automotive industry warranty and recall programs and disputes.
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Construction Services
Our team has experience with contract compliance and other financial elements spanning the life cycle of design and construction projects. We apply a phased approach with à la carte options to customize our work scope to specific client needs.
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Transformative Change Consulting
Our strategic solutions for social and economic considerations have contributed to landmark legislation and legislative reforms. Our strategic consulting for industry and corporate clients has resulted in unique and unparalleled success and solutions, including on matters of historical size and complexity.
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Credit Risk Analysis
We deliver business growth for our partners through technology products on a digital transformation platform that enables business growth, risk intelligence, operations efficiency & regulatory compliance.
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Experience Expertise and a strong track record of delivering for clients.

SERVICES: Regulatory Compliance & Financial Crimes. INDUSTRY: Financial Services

Performed model validation for financial institution’s customer risk. Due Process was engaged by a financial institution to perform a model validation of the institution’s customer risk rating model used to monitor and assess the levels of risks that are associated with its customers. When assessing the bank’s risk rating model, we focused on the model’s conceptual soundness, data validation, system functional testing via model replication, process verification, and outcome analysis.

SERVICES: Intellectual Property Disputes INDUSTRY: Energy & Power

Determined reasonable royalties in oil and gas industry patent disputes. In a Western District of Texas patent infringement lawsuit, Due Process was retained by the plaintiff, a competitor of the defendant in the downhole oil well tool industry. The disputed patents covered setting tools and frac plugs, crucial components in oil well drilling and fracking. By focusing on the competitive landscape and the specific benefits derived from the patented technology, Due Process calculated a royalty that reflected the economic impact of the defendant’s infringement.
for you.

SERVICES: Escrow Services INDUSTRY: Australian long-term investors

The Due Process demonstrated an ability to deliver escrow services on a local scale and to provide a tailored approach suitable to the unique requirements of an Australian investment vehicle.
deposit.

Financial Advisory Services: Assisting companies with financial and operational challenges to stabilize the business.

Corporate Recovery Services

Due Process corporate recovery professionals assist management with both financial and operational issues so that they can reassure key constituencies that necessary actions and decisions are occurring to stabilize the business. Due Process possesses deep expertise in many industries, which enhances our ability to quickly identify key issues and determine appropriate actions immediately on behalf of our clients. Due Process routinely performs the following activities: Assist in the reorganization process and analyze the company’s proposals to determine the impact on unsecured creditors, Analyze future potential cash flows, Evaluate inventory levels in the context of the competitive market, Evaluate disposition alternatives, Identify any intangible assets and/or business enterprise value, Assess feasibility of capital structure, Perform valuation analysis, Determine liquidation vs. reorganization recoveries, Perform solvency analyses, In addition to the services outlined above, Due Process also provides a full suite of financial advisory services to lenders and unsecured creditors of distressed entities.

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Creditor Advisory Services

To ensure the best results for creditors, our core team will include professionals with bankruptcy, corporate recovery, investment banking, valuation, due diligence, forensic and investigative accounting, and other relevant experience and expertise. Our approach is to immediately deploy a team that will obtain an understanding of the company’s operations, as most turnaround/workout situations are not recognized by management until the company is having significant cash flow problems. Unsecured creditors are usually the last to be informed of the severity of the situation. We analyze the debtor’s plan for reasonableness and feasibility, understand the effect of a sale of the bankrupt estate, and/or may have to determine the probability of success of a third-party plan that intends to bring new capital. Other actions include: Evaluate the company’s current financial status, Evaluate the potential refinancing and/or reorganization alternatives available to the company and determine the implications for any such reorganization, including the impact on the company’s stakeholders, including unsecured creditors, Evaluate immediate cash flows and analyze the company’s 13-week cash flow projections, Evaluate and identify potential alternative sources of recovery, if any, Begin review of liens held by secured lenders, Analyze and review revenue models for each of the company’s operating segments, Begin financial analysis of and determine the profitability of each operating segment, Conduct a fixed and variable cost analysis to determine savings options, Report to and advise the client on all of the above.

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Debtor Advisory Services

Our team works closely with existing management and immediately begins to obtain an understanding of the company’s operations and issues. Alternatively, our professionals can act as interim management if the situation dictates, including chief financial officer (CFO), chief restructuring officer (CRO), or chief operating officer (COO). We analyze the company’s current financial status and perform a review of the current operational plan, with a focus on accelerating implementation and identification of additional cost savings opportunities. Develop operational metrics to effectively evaluate individual business segments and facilities based on historical and projected performance, Perform industry benchmarking to provide “best-practices” comparisons to assist in identifying additional initiatives to maximize the company’s operational and financial performance, Evaluate immediate cash flows and analyze and/or develop the company’s 13-week cash flow projections, Analyze and review revenue models for each of the company’s operating segments, Conduct a fixed and variable cost analysis to determine savings options, Prepare preliminary report of financing and restructuring alternatives, (Preliminary Review and Assessment [“PRA”]).

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Our Client Testimonials

Niall Awich( CEO )

“The Due Process Office’s single-source solution presents a compelling offering – allowing us to efficiently access all the fund and corporate services we require, through one service provider relationship. We have so far been impressed with the high quality of Due Process Office’s services as well as the notable experience and responsiveness of the team.”

Katty Ledwidge ( Co-Founder )

“We have been impressed by their refreshing approach to compliance – seeing it not as a barrier to our growth, but as an enabler and opportunity for our business. We look forward to continuing this strategic partnership with Due Process Office and benefiting from their scalable solutions as we continue on our exciting growth trajectory.”

RELATED INVESTMENT BANKING SERVICES Cross-Border Insolvency

Due Process has extensive experience with multinational companies and investment funds in navigating simultaneous insolvency proceedings in multiple jurisdictions. Our team has experience in the offshore jurisdictions working closely as private funds, management companies, trusts, and special purpose vehicles (SPV) to handle all aspects of the contemplation of insolvency, management of creditor rights demands, and maneuvering of insolvency administration between onshore and offshore administrations. Our services include: Service as a receiver (domestic or foreign), Service as the financial advisory to a liquidator or U.S. Bankruptcy Trustee, Appraisal/valuation expert in contemplation of insolvency or litigation, Solvency/fairness opinions, Joint official appointment with foreign liquidator/administrator, Service as independent director, Special situations investment banking, Solutions to address in-court/out-of-court restructuring, Management of reorganization plans, Negotiations with secured and unsecured creditors.

Fiduciary, Trustee & Services Forensic Accounting Services

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Diversity, Equity, Inclusion, & Belonging Opportunity for All

Our DEI&B Mission Statement
We are committed to building and sustaining a corporate culture that values diversity, equity, inclusion, and belonging.

At Due Process, we honor the fundamental value and dignity of all individuals. We are committed to representing and including the unique experiences, perspectives, and backgrounds of our people, partners, and the communities we serve. Our core values embrace a culture of inclusion and the equitable treatment of all team members, starting with Stout’s leadership and spreading across the organization. We strive to recruit, develop, and retain individuals with an array of talents, ideas, and experiences that propel the entrepreneurial spirit and exceptionalism that drive our success.

The mission of our Women's Resource Group (WRG) is to unite and empower the firm’s talented women, leverage business and philanthropic opportunities, provide relevant professional development, and offer internal and external networking programs to help female employees achieve success in the workplace and enhance their overall experience at the firm.

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